We are seeking a dedicated Compliance Officer to ensure our firm adheres to all relevant financial regulations. This role requires a strong understanding of regulatory requirements and compliance frameworks.
Key Responsibilities:
- Develop and implement compliance policies and procedures.
- Monitor compliance with regulatory requirements.
- Conduct compliance training and awareness programs.
- Investigate compliance violations and incidents.
- Prepare compliance reports and presentations.
Required Skills:
- Strong knowledge of financial regulations.
- Excellent analytical and problem-solving skills.
- Proficiency in compliance management systems.
- Ability to work independently and collaboratively.