Job Overview

We are looking for a dedicated Compliance Officer to join our global institutional prime brokerage in Singapore. The ideal candidate will ensure the firm's compliance with all applicable laws, regulations, and internal policies. This role requires a proactive individual with a strong understanding of compliance management within the financial industry.

Key Responsibilities

• Develop, implement, and maintain compliance policies and procedures.
• Monitor and assess compliance risks and develop mitigation strategies.
• Conduct compliance training for employees.
• Investigate and resolve compliance issues.
• Liaise with regulatory authorities.

Required Skills

• Compliance management experience.
• Knowledge of securities and derivatives regulations.
• Experience with local compliance license applications in Singapore.